Засоби державного регулювання депозитарної та клірингової діяльності в Україні / The Means of State Regulation of the Depository and Clearing Activity in Ukraine
Journal Title: Журнал східноєвропейського права - Year 2017, Vol 41, Issue 41
Abstract
State regulation of the depository and clearing activity can be defined as the implementation by the state, in the person of its competent authorities, of a set of economic, organizational (managerial) and legal measures to order, control, prudential supervision of depositary and clearing activity, and prevent abuse and violation in this area. The means of state regulation of economic activity are understood as the statutory economic, organizational and legal instruments (tools) of the state regulating influence in the person of the authorized bodies on the activities of economic entities. The article presents the main means of state regulation, through which the current management of depository and clearing activity is provided. Among them: licensing of depositary and clearing activity in the stock market; state registration; means related to the liquidation of depositary and clearing participants; application of the permission procedure; establishment of a list of securities serviced by the depository system of Ukraine; appointment of temporary heads of depositaries; stopping clearing; establishment of requirements, criteria and standards for the providing of the depositary and clearing activity in the stock market; the formation and maintenance of the stock market information database; certification of specialists of depository and clearing institutions; setting requirements for managers and chief accountants; establishment of disclosure requirements. The necessity of the state's use of such a means of state regulation as the establishment of prices and tariffs for the services of depository and clearing institutions is substantiated.
Authors and Affiliations
Valeriia Melnyk
Сучасний стан та тенденції поширення сексуальної злочинності щодо дітей в Україні та світі / Current Status and Trends of Dissemination Sexual Criminality against Children in Ukraine and in the World
The article analyzes the latest publications that reflect the problem of sexual crimes against children in Ukraine and in the world. The law of foreign countries and the practice of using programs combating the crimes ag...
Щодо деяких аспектів протидії організованій злочинності підрозділами кримінальної поліції України / On Counteraction to Organized Crime by Subdivisions of Criminal Police of Ukraine
The problematic aspects of the counteraction to the organized crime by the subdivisions of criminal police of Ukraine are reviewed and analysis of the legal provisions for the operational activities of separate operative...
Особливості визначення поняття частки у статутному капіталі господарських товариств та її спадкування / Features of the Definition of the Concept of a Stake in the Authorized Capital of Business Associations and its Inheritance
The article deals with the problem of the current civil law of Ukraine regarding the legal nature of the stake of the participant of the economic partnership and its inheritance. Because of the fact that the particle cat...
Правове регулювання реалізації права на освіту засудженими до позбавлення волі / Legal Regulation of Exercise of Right to Education Convicted to Imprisonment
The article deals with the main provisions of the legislation of Ukraine on the implementation of the rights of convicts for education, as well as the ways of improving the process of training in penitentiary institution...
Інстанційна юрисдикція адміністративних судів в контексті судово-правової реформи в Україні / Instance Jurisdiction of Administrative Courts in Terms of Judicial Reform in Ukraine
The article investigates and clarifies the essence and content of the jurisdiction of administrative courts of Ukraine, taking into account changes that were introduced into the administrative procedural legislation in t...